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Compliance Roadmap

SEBI CSCRF Compliance

The SEBI Cyber Security & Cyber Resilience Framework (CSCRF) — successively expanded to cover stock exchanges, depositories, clearing corporations, Asset Management Companies, Registrars & Transfer Agents, Qualified Registered Investment Advisors and Stock-Brokers — is now one of the most consequential cyber regimes in Indian financial services. NexaSource helps SEBI-regulated entities operationalise CSCRF and stay continuously compliant.

Tier-aware

Implementation scaled to entity classification (MII / Qualified RA / others)

India SOC

India-resident managed SOC built for SEBI residency expectations

Audit-ready

Evidence packs for CERT-In empanelled auditor reviews

CSCRF requirements we operationalise

  • Cyber-security framework based on NIST CSF: Identify, Protect, Detect, Respond, Recover — with control mapping to CSCRF specifics.
  • Governance: CISO, Board-level oversight, Information Security Committee.
  • Asset and risk management: Inventory, criticality classification, third-party and concentration risk.
  • Identity and access management: MFA on critical applications, privileged access management, periodic access reviews.
  • Network and endpoint security: Segmentation, EDR/XDR, secure configuration baselines, vulnerability management with defined remediation SLAs.
  • Application security: Secure SDLC, SAST/DAST, change management.
  • SOC and threat intelligence: 24×7 monitoring, threat intel integration, hunting programme.
  • Incident response and cyber crisis management: Playbooks, tabletop exercises, breach communication.
  • Cyber resilience: Backups, disaster recovery, business continuity testing.
  • Audit and assurance: Periodic independent audits, VAPT, red team exercises (for higher tiers).

Our delivery approach

  • Tier-aware scoping: Market Infrastructure Institutions (MIIs), Qualified RAs, Stock Brokers and other entities have different CSCRF expectations — we scope accordingly.
  • Gap assessment: CSCRF control-by-control evaluation, NIST CSF maturity scoring and prioritised remediation plan.
  • Implementation: Identity, network, endpoint, application and SOC controls built or uplifted to CSCRF expectations.
  • Audit-readiness: Evidence packs prepared, mock audits run, control owners briefed.
  • Continuous compliance: Managed SOC, vulnerability management, periodic risk reviews and red-team exercises.

Where we engage

  • Stock-broking firms (across the Qualified RA and other tiers)
  • Asset Management Companies (mutual funds, alternative investment funds)
  • Depository Participants and Registrars & Transfer Agents
  • Investment advisors and research analysts above thresholds
  • Wealth management and PMS platforms

Frequently Asked Questions

How does CSCRF differ from RBI CSF?

They share a common spirit but differ in technical specifics, applicability and reporting. CSCRF is anchored more explicitly in NIST CSF; RBI CSF has its own structure with Annex 1-3. We map both for entities regulated by both.

Are you a CERT-In empanelled auditor?

No — we are an implementation and managed-services partner. We coordinate with CERT-In empanelled auditors of your choice for the formal audits CSCRF requires.

How do we handle the CSCRF-required cyber audit?

We prepare the evidence pack, brief control owners, and remediate findings. We have worked with most of the major CERT-In empanelled audit firms.

How is data residency handled?

India by default. All telemetry, log storage and SOC operations are India-resident unless your group policy explicitly permits otherwise.

Do you support smaller broking firms or only large MIIs?

Both. For smaller Qualified RAs we provide a fixed-scope CSCRF package with proportionate controls; for MIIs we deliver full-stack programmes.

What about red-team exercises for higher tiers?

We run red-team and purple-team exercises aligned to TIBER-style methodology for entities required to demonstrate adversary-emulation capability.

Ready to start your SEBI CSCRF programme?

Get a quote, schedule a scoping call, or request an on-site visit.

Request a Quote → Call +91 84474 25125